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SWZ · Total Return Securities Fund
内部人交易（Form 4）· Insider trading · 2026-07-01 – 2026-10-22
Total Return Securities Fund（SWZ）内部人交易：2026-07-01 至 2026-10-22，内部人公开市场买入 $287K、卖出 —；高管董事有效买入 —、有效卖出 —。最近申报 2026-10-13。
买入 Bought$287K
卖出 Sold—
有效买入 Effective bought—
有效卖出 Effective sold—
最近申报 Recent filings
| 交易日 | 内部人 | 类型 | 股数 | 价格 | 金额 | |
|---|---|---|---|---|---|---|
| 2026-10-08 | GOLDSTEIN PHILLIP Director, Other, Secretary | 买入 Buy | 5,000 | $5.73 | $29K | SEC |
| 2026-09-28 | SELL MORITZ A Director | 买入 Buy | 2,000 | $5.76 | $12K | SEC |
| 2026-09-25 | Dakos Andrew Director, Other, President and CEO | 买入 Buy | 20,000 | $5.79 | $116K | SEC |
| 2026-08-31 | SELL MORITZ A Director | 买入 Buy | 3,000 | $5.98 | $18K | SEC |
| 2026-08-21 | Das Rajeev P Secretary | 买入 Buy | 3,066 | $5.93 | $18K | SEC |
| 2026-08-10 | SELL MORITZ A Director | 买入 Buy | 1,000 | $5.91 | $6K | SEC |
| 2026-07-22 | SELL MORITZ A Director | 买入 Buy | 2,517 | $5.87 | $15K | SEC |
| 2026-07-20 | SELL MORITZ A Director | 买入 Buy | 1,483 | $5.92 | $9K | SEC |
| 2026-07-06 | GOLDSTEIN PHILLIP Director, Other, Secretary | 买入 Buy | 5,980 | $5.95 | $36K | SEC |
| 2026-07-02 | Dakos Andrew Director, Other, President and CEO | 买入 Buy | 5,000 | $5.92 | $30K | SEC |
「有效」= 高管或董事的公开市场主动买卖，排除 10b5-1 计划、行权卖出、缴税卖出、IPO/认购等。
内部人 Insiders
GOLDSTEIN PHILLIP、SELL MORITZ A、Dakos Andrew、Das Rajeev P